Digifesto

Category: philosophy

Alain Badiou and artificial intelligence

Last week I saw Alain Badiou speak at NYU on “Philosophy between Mathematics and Poetry”, followed by a comment by Alexander Galloway, and then questions fielded from the audience.

It was wonderful to see Badiou speak as ever since I’ve become acquainted with his work (which was rather recently, Summer of 2016) I have seen it as a very hopeful direction for philosophy. As perhaps implied by the title of his talk, Badiou takes mathematics very seriously, perhaps more seriously than most mathematicians, and this distinguishes him from many other philosophers for whom mathematics is somewhat of an embarrassment. There are few fields more intellectually rarified than mathematics, philosophy, and poetry, and yet somehow Badiou treats each fairly in a way that reflects how broader disciplinary and cultural divisions between the humanities and technical fields may be reconciled. (This connects to some of my work on Philosophy of Computational Social Science)

I have written a bit recently about existentialism in design only to falter at the actual definition of existentialism. While it would I’m sure be incorrect to describe Badiou as an existentialist, there’s no doubt that he represents the great so-called Continental philosophical tradition, is familiar with Heidegger and Nietzsche, and so on. I see certain substantive resonances between Badiou and other existentialist writers, though I think to make the comparison now would be putting the cart before the horse.

Badiou’s position, in a nutshell, is like this:

Mathematics is a purely demonstrative form of writing and thinking. It communicates by proof, and has a special kind of audience to it. It is a science. In particular it is a science of all the possible forms of multiplicity, which is the same thing as saying as it is the science of all being, or ontology.

Poetry, on the other hand, is not about being but rather about becoming. “Becoming” for Badiou is subjective: the conscious subject encounters something new, experiences a change, sees an unrealized potential. These are events, and perhaps the greatest contribution of Badiou is his formulation and emphasis on the event as a category. In reference to earlier works, the event might be when through Hegelian dialectic a category is sublated. It could also perhaps correspond to when existence overcomes being in de Beauvoir’s ethics (hence the connection to existentialism I’m proposing). Good poetry, in Badiou’s thought, shows how the things we experience can break out of the structures that objectify them, turning the (subjectively perceived) impossible into a new reality.

Poetry, perhaps because it is connected to realizing the impossible but perhaps just because it’s nice to listen to (I’m unclear on Badiou’s position on this point) is “seductive”, encouraging psychological connections to the speaker (such as transference) whether or not it’s “true”. Classically, poetry meant epic poems and tragic theater. It could be cinema today.

Philosophy has the problem that it has historically tried to be both demonstrative, like mathematics, and seductive, like poetry. It’s this impurity or tension that defines it. Philosophers need to know mathematics because it is ontology, but have to go beyond mathematics because their mission is to create events in subjectively experienced reality, which is historically situated, and therefore not merely a matter of mathematical abstraction. Philosophers are in the business of creating new forms of subjectivity, which is not the same as creating a new form of being.

I’m fine with all this.

Galloway made some comments I’m somewhat skeptical of, though I may not have understood them since he seems to build mostly on Deleuze and Lacan, who are two intellectual sources I’ve never gotten into. But Galloway’s idea is to draw a connection between the “digital”, with all of its connections to computing technology, algorithms, the Internet, etc., with Badiou’s understanding of the mathematical, and to connect the “analog”, which is not discretized like the digital, to poetry. He suggested that Badiou’s sense of mathematics was arithmetic and excluded the geometric.

I take this interpretation of Galloway’s as clever, but incorrect and uncharitable. It’s clever because it co-opts a great thinker’s work into the sociopolitical agenda of trying to bolster the cultural capital of the humanities against the erosion of algorithmic curation and diminution relative to the fortunes of technology industries. This has been the agenda of professional humanists for a long time and it is annoying (to me) but I suppose necessary for the maintenance of the humanities, which are important.

However, I believe the interpretation is incorrect and uncharitable to Badiou because though Badiou’s paradigmatic example of mathematics is set theory, he seems to have a solid enough grasp of Kurt Godel’s main points to understand that mathematics includes the great variety of axiomatic systems and these, absolutely, indisputably, include geometry and real analysis and all the rest. The fact that logical proof is a discrete process which can be reduced to and from Boolean logic and automated in an electric circuit is, of course, the foundational science of computation that we owe to Turing, Church, Von Neumann, and others. It’s for these reasons that the potential of computation is so impressive and imposing: it potentially represents all possible forms of being. There are no limits to AI, at least none based on these mathematical foundations.

There were a number of good questions from the audience which led Badiou to clarify his position. The Real is relational, it is for a subject. This distinguishes it from Being, which is never relational (though of course, there are mathematical theories of relations, and this would seem to be a contradiction in Badiou’s thought?) He acknowledges that a difficult question is the part of Being in the the real.

Meanwhile, the Subject is always the result of an event.

Physics is a science of the existing form of the real, as opposed to the possible forms. Mathematics describes the possible forms of what exists. So empirical science can discover which mathematical form is the one that exists for us.

Another member of the audience asked about the impossibility of communism, which was on point because Badiou has at times defended communism or argued that the purpose of philosophy is to bring about communism. He made the point that one could not mathematically disprove the possibility of communism.

The real question, I may be so bold as to comment afterwards, is whether communism can exist in our reality. Suppose that economics is like physics in that it is a science of the real as it exists for us. What if economics shows that communism is impossible in our reality?

Though it wasn’t quite made explicitly, here is the subtle point of departure Badiou makes from what is otherwise conventionally unobjectionable. He would argue, I believe, that the purpose of philosophy is to create a new subjective reality where the impossible is made real, and he doesn’t see this process as necessarily bounded by, say, physics in its current manifestation. There is the possibiliity of a new event, and of seizing that event, through, for example, poetry. This is the article of faith in philosophy, and in poets, that has established them as the last bastion against dehumanization, objectification, reification, and the dangers of technique and technology since at least Heidegger’s Question Concerning Technology.

Which circles us back to the productive question: how would we design a technology that furthers this objective of creating new subjective realities, new events? This is what I’m after.

A quick recap: from political to individual reasoning about ends

So to recap:

Horkheimer warned in Eclipse of Reason that formalized subjective reason that optimizes means was going to eclipse “objective reason” about social harmony, the good life, the “ends” that really matter. Technical efficacy which is capitalism which is AI would expose how objective reason is based in mythology and so society would be senseless and miserable forever.

There was at one point a critical reaction against formal, technical reason that was called the Science Wars in the 90’s, but though it continues to have intellectual successors it is for the most part self-defeating and powerless. Technical reasoning is powerful because it is true, not true because it is powerful.

It remains an open question whether it’s possible to have a society that steers itself according to something like objective reason. One could argue that Habermas’s project of establishing communicative action as a grounds for legitimate pluralistic democracy was an attempt to show the possibility of objective reason after all. This is, for some reason, an unpopular view in the United States, where democracy is often seen as a way of mediating agonistic interests rather than finding common ones.

But Horkheimer’s Frankfurt School is just one particularly depressing and insightful view. Maybe there is some other way to go. For example, one could decide that society has always been disappointing, and that determining ones true “ends” is an individual, rather than collective, endeavor. Existentialism is one such body of work that posits a substantive moral theory (or at least works at one) that is distrustful of political as opposed to individual solutions.

Notes on Sloterdijk’s “Nietzsche Apostle”

Fascisms, past and future, are politically nothing than insurrections of energy-charged losers, who, for a time of exception, change the rules in order to appear as victors.
— Peter Sloterdijk, Nietzsche Apostle

Speaking of existentialism, today I finished reading Peter Sloterdijk’s Semiotext(e) issue, “Nietzsche Apostle”. A couple existing reviews can better sum it up than I can. These are just some notes.

Sloterdijk has a clear-headed, modern view of the media and cultural complexes around writing and situates his analysis of Nietzsche within these frames. He argues that Nietzsche created an “immaterial product”, a “brand” of individualism that was a “market maker” because it anticipated what people would crave when they realized they were allowed to want. He does this through a linguistic innovation: blatant self-aggrandizement on a level that had been previously taboo.

One of the most insightful parts of this analysis is Sloterdijk’s understanding of the “eulogistic function” of writing, something about which I have been naive. He’s pointing to the way writing increases its authority by referencing other authorities and borrowing some of their social capital. This was once done, in ancient times, through elaborate praises of kings and ancestors. There have been and continue to be (sub)cultures where references to God or gods or prophets or scriptures give a text authority. In the modern West among the highly educated this is no longer the case. However, in the academy citations of earlier scholars serves some of this function: citing a classic work still gives scholarship some gravitas, though I’ve noted this seems to be less and less the case all the time. Most academic work these days serves its ‘eulogistic function’ in a much more localized way of mutually honoring peers within a discipline and the still living and active professors who might have influence over ones hiring, grants, and/or tenure.

Sloterdijk’s points about the historical significance of Nietzsche are convincing, and he succeeds in building an empathetic case for the controversial and perhaps troubled figure. Sloterdijk also handles most gracefully the dangerous aspects of Nietzsche’s legacy, most notably when in a redacted and revised version his work was coopted by the Nazis. Partly through references to Nietzsche’s text and partly by illustrating the widespread phenomenon of self-serving redactionist uses of hallowed texts (he goes into depth about Jefferson’s bible, for example), he shows that any use of his work to support a movement of nationalist resentment is a blatant misappropriation.

Indeed, Sloterdijk’s discussion of Nietzsche and fascism is prescient for U.S. politics today (I’ve read this volume was based on a lecture in 2000). For Sloterdijk, both far right and far left politics are often “politics of resentment”, which is why it is surprisingly easy for people to switch from one side to the other when the winds and opportunities change. Nietzsche’s famously denounced “herd morality” as that system of morality that deplores the strong and maintains the moral superiority of the weak. In Nietzsche’s day, this view was represented by Christianity. Today, it is (perhaps) represented by secular political progressivism, though it may just as well be represented by those reactionary movements that feed on resentment towards coastal progressive elites. All these political positions that are based on arguments about who is entitled to what and who isn’t getting their fair share are the same for Sloterdijk’s Nietzsche. They miss the existential point.

Rather, Nietzsche advocates for an individualism that is free to pursue self-enhancement despite social pressures to the contrary. Nietzsche is anti-egalitarian, at least in the sense of not prioritizing equality for its own sake. Rather, he proposes a morality that is libertarian without any need for communal justification through social contract or utilitarian calculus. If there is social equality to be had, it is through the generosity of those who have excelled.

This position is bound to annoy the members of any political movement whose modus operandi is mobilization of resentful solidarity. It is a rejection of that motive and tactic in favor of more joyful and immediate freedom. It may not be universally accessible; it does not brand itself that way. Rather, it’s a lifestyle option for “the great”, and it’s left open who may self-identify as such.

Without judging its validity, it must be noted that it is a different morality than those based on resentment or high-minded egalitarianism.

Existentialism in Design: Motivation

There has been a lot of recent work on the ethics of digital technology. This is a broad area of inquiry, but it includes such topics as:

  • The ethics of Internet research, including the Facebook emotional contagion study and the Encore anti-censorship study.
  • Fairness, accountability, and transparnecy in machine learning.
  • Algorithmic price-gauging.
  • Autonomous car trolley problems.
  • Ethical (Friendly?) AI research? This last one is maybe on the fringe…

If you’ve been reading this blog, you know I’m quite passionate about the intersection of philosophy and technology. I’m especially interested in how ethics can inform the design of digital technology, and how it can’t. My dissertation is exploring this problem in the privacy engineering literature.

I have a some dissatisfaction towards this field which I don’t expect to make it into my dissertation. One is that the privacy engineering literature and academic “ethics of digital technology” more broadly tends to be heavily informed by the law, in the sense of courts, legislatures, and states. This is motivated by the important consideration that technology, and especially technologists, should in a lot of cases be compliant with the law. As a practical matter, it certainly spares technologists the trouble of getting sued.

However, being compliant with the law is not precisely the same things as being ethical. There’s a long ethical tradition of civil disobedience (certain non-violent protest activities, for example) which is not strictly speaking legal though it has certainly had impact on what is considered legal later on. Meanwhile, the point has been made but maybe not often enough that legal language often looks like ethical language, but really shouldn’t be interpreted that way. This is a point made by Oliver Wendell Holmes Junior in his notable essay, “The Path of the Law”.

When the ethics of technology are not being framed in terms of legal requirements, they are often framed in terms of one of two prominent ethical frameworks. One framework is consequentialism: ethics is a matter of maximizing the beneficial consequences and minimizing the harmful consequences of ones actions. One variation of consequentialist ethics is utilitarianism, which attempts to solve ethical questions by reducing them to a calculus over “utility”, or benefit as it is experienced or accrued by individuals. A lot of economics takes this ethical stance. Another, less quantitative variation of consequentialist ethics is present in the research ethics principle that research should maximize benefits and minimize harms to participants.

The other major ethical framework used in discussions of ethics and technology is deontological ethics. These are ethics that are about rights, duties, and obligations. Justifying deontological ethics can be a little trickier than justifying consequentialist ethics. Frequently this is done by invoking social norms, as in the case of Nissenbaum’s contextual integrity theory. Another variation of a deontological theory of ethics is Habermas’s theory of transcendental pragmatics and legitimate norms developed through communicative action. In the ideal case, these norms become encoded into law, though it is rarely true that laws are ideal.

Consequentialist considerations probably make the world a better place in some aggregate sense. Deontological considerations probably maybe the world a fairer or at least more socially agreeable place, as in their modern formulations they tend to result from social truces or compromises. I’m quite glad that these frameworks are taken seriously by academic ethicists and by the law.

However, as I’ve said I find these discussions dissatisfying. This is because I find both consequentialist and deontological ethics to be missing something. They both rely on some foundational assumptions that I believe should be questioned in the spirit of true philosophical inquiry. A more thorough questioning of these assumptions, and tentative answers to them, can be found in existentialist philosophy. Existentialism, I would argue, has not had its due impact on contemporary discourse on ethics and technology, and especially on the questions surrounding ethical technical design. This is a situation I intend to one day remedy. Though Zach Weinersmith has already made a fantastic start:

“Self Driving Car Ethics”, by Weinersmith

SMBC: Autonomous vehicle ethics

What kinds of issues would be raised by existentialism in design? Let me try out a few examples of points made in contemporary ethics of technology discourse and a preliminary existentialist response to them.

Ethical Charge Existentialist Response
A superintelligent artificial intelligence could, if improperly designed, result in the destruction or impairment of all human life. This catastrophic risk must be avoided. (Bostrom, 2014) We are all going to die anyway. There is no catastrophic risk; there is only catastrophic certainty. We cannot make an artificial intelligence that prevents this outcome. We must instead design artificial intelligence that makes life meaningful despite its finitude.
Internet experiments must not direct the browsers of unwitting people to test the URLs of politically sensitive websites. Doing this may lead to those people being harmed for being accidentally associated with the sensitive material. Researchers should not harm people with their experiments. (Narayanan and Zevenbergen, 2015) To be held responsible by a state’s criminal justice system for the actions taken by ones browser, controlled remotely from America, is absurd. This absurdity, which pervades all life, is the real problem, not the suffering potentially caused by the experiment (because suffering in some form is inevitable, whether it is from painful circumstance or from ennui.) What’s most important is the exposure of this absurdity and the potential liberation from false moralistic dogmas that limit human potential.
Use of Big Data to sort individual people, for example in the case of algorithms used to choose among applicants for a job, may result in discrimination against historically disadvantaged and vulnerable groups. Care must be taken to tailor machine learning algorithms to adjust for the political protection of certain classes of people. (Barocas and Selbst, 2016) The egalitarian tendency in ethics which demands that the greatest should invest themselves in the well-being of the weakest is a kind of herd morality, motivated mainly by ressentiment of the disadvantaged who blame the powerful for their frustrations. This form of ethics, which is based on base emotions like pity and envy, is life-negating because it denies the most essential impulse of life: to overcome resistance and to become great. Rather than restrict Big Data’s ability to identify and augment greatness, it should be encouraged. The weak must be supported out of a spirit of generosity from the powerful, not from a curtailment of power.

As a first cut at existentialism’s response to ethical concerns about technology, it may appear that existentialism is more permissive about the use and design of technology than consequentialism and deontology. It is possible that this conclusion will be robust to further investigation. There is a sense in which existentialism may be the most natural philosophical stance for the technologist because a major theme in existentialist thought is the freedom to choose ones values and the importance of overcoming the limitations on ones power and freedom. I’ve argued before that Simone de Beauvoir, who is perhaps the most clear-minded of the existentialists, has the greatest philosophy of science because it respects this purpose of scientific research. There is a vivacity to existentialism that does not sweat the small stuff and thinks big while at the same time acknowledging that suffering and death are inevitable facts of life.

On the other hand, existentialism is a morally demanding line of inquiry precisely because it does not use either easy metaethical heuristics (such as consequentialism or deontology) or the bald realities of the human condition as a stopgap. It demands that we tackle all the hard questions, sometimes acknowledging that they are answerable or answerable only in the negative, and muddle on despite the hardest truths. Its aim is to provide a truer, better morality than the alternatives.

Perhaps this is best illustrated by some questions implied by my earlier “existentialist responses” that address the currently nonexistent field of existentialism in design. These are questions I haven’t yet heard asked by scholars at the intersection of ethics and technology.

  • How could we design an artificial intelligence (or, to make it simpler, a recommendation system) that makes the most meaningful choices for its users?
  • What sort of Internet intervention would be most liberatory for the people affected by it?
  • What technology can best promote generosity from the world’s greatest people as a celebration of power and life?

These are different questions from any that you read about in the news or in the ethical scholarship. I believe they are nevertheless important ones, maybe more important than the ethical questions that are more typically asked. The theoretical frameworks employed by most ethicists make assumptions that obscure what everybody already knows about the distribution of power and its abuses, the inevitability of suffering and death, life’s absurdity and especially the absurdity if moralizing sentiment in the face of the cruelty of reality, and so on. At best, these ethical discussions inform the interpretation and creation of law, but law is not the same as morality and to confuse the two robs morality of what is perhaps most essential component, which is that is grounded meaningfully in the experience of the subject.

In future posts (and, ideally, eventually in a paper derived from those posts), I hope to flesh out more concretely what existentialism in design might look like.

References

Barocas, S., & Selbst, A. D. (2016). Big data’s disparate impact.

Bostrom, N. (2014). Superintelligence: Paths, dangers, strategies. OUP Oxford.

Narayanan, A., & Zevenbergen, B. (2015). No Encore for Encore? Ethical questions for web-based censorship measurement.

Weinersmith, Z. “Self Driving Car Ethics”. Saturday Morning Breakfast Cereal.

Horkheimer and “The Revolt of Nature”

The third chapter of Horkheimer’s Eclipse of Reason (which by the way is apparently available here as a PDF) is titled “The Revolt of Nature”.

It opens with a reiteration of the Frankfurt School story: as reason gets formalized, society gets rationalized. “Rationalized” here is in the sense that goes back at least to Lukacs’s “Reification and the Consciousness of the Proletariat” in 1923. It refers to the process of being rendered predictable, and being treated as such. It’s this formalized reason that is a technique of prediction and predictability, but which is unable to furnish an objective ethics, that is the main subject of Horkheimer’s critique.

In “The Revolt of Nature”, Horkheimer claims that as more and more of society is rationalized, the more humanity needs to conform to the rationalizing system. This happens through the labor market. Predictable technology and working conditions such as the factory make workers more interchangeable in their jobs. Thus they are more “free” in a formal sense, but at the same time have less job security and so have to conform to economic forces that make them into means and not ends in themselves.

Recall that this is written in 1947, and Lukacs wrote in 1923. In recent years we’ve read a lot about the Sharing Economy and how it leads to less job security. This is an argument that is almost a century old.

As society and humanity in it conform more and more to rational, pragmatic demands on them, the element of man that is irrational, that is nature, is not eliminated. Horkheimer is implicitly Freudian. You don’t eradicate the natural impulses. You repress them. And what is repressed must revolt.

This view runs counter to some of the ideology of the American academic system that became more popular in the late 20th century. Many ideologues reject the idea of human nature at all, arguing that all human behavior can be attributed to socialization. This view is favored especially by certain extreme progressives, who have a post-Christian ideal of eradicating sin through media criticism and scientific intervention. Steven Pinker’s The Blank Slate is an interesting elaboration and rebuttal of this view. Pinker is hated by a lot of academics because (a) he writes very popular books and (b) he makes a persuasive case against the total mutability of human nature, which is something of a sacred cow to a lot of social scientists for some reason.

I’d argue that Horkheimer would agree with Pinker that there is such a thing as human nature, since he explicitly argues that repressed human nature will revolt against dominating rationalizing technology. But because rationalization is so powerful, the revolt of nature becomes part of the overall system. It helps sustain it. Horkheimer mentions “engineered” race riots. Today we might point to the provocation of bestial, villainous hate speech and its relationship to the gossip press. Or we might point to ISIS and the justification it provides for the military-industrial complex.

I don’t want to imply I endorse this framing 100%. It is just the continuation of Frankfurt School ideas to the present day. How they match up against reality is an empirical question. But it’s worth pointing out how many of these important tropes originated.